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I
At dawn on 22 June over 3 million German troops advanced over the borders and into Soviet territory. By a quirk of history, as Goebbels noted somewhat uneasily, it was exactly the same date on which Napoleon’s Grand Army had marched on Russia 129 years earlier. The modern invaders deployed over 3,600 tanks, 600,000 motorized vehicles (including armoured cars), 7,000 artillery pieces, and 2,500 aircraft. Not all their transport was mechanized; as in Napoleon’s day, they also made use of horses – 625,000 of them. Facing the invading armies, arrayed on the western frontiers of the USSR, were nearly 3 million Soviet soldiers, backed by a number of tanks now estimated to have been as many as 14–15,000 (almost 2,000 of them the most modern designs), over 34,000 artillery pieces, and 8–9,000 fighter-planes. The scale of the titanic clash now beginning, which would chiefly determine the outcome of the Second World War and, beyond that, the shape of Europe for nearly half a century, almost defies the imagination.
Despite the numerical advantage in weaponry of the defending Soviet armies, the early stages of the attack appeared to endorse all the optimism of Hitler and his General Staff about the inferiority of their Bolshevik enemies and the speed with which complete victory could be attained. The three-pronged attack led by Field-Marshals Wilhelm Ritter von Leeb in the north, Fedor von Bock in the centre, and Gerd von Rundstedt in the south initially made astonishing advances. By the end of the first week of July Lithuania and Latvia were in German hands. Leeb’s advance in the north, with Leningrad as the target, had reached as far as Ostrov. Army Group Centre had pushed even farther. Much of White Russia had been taken. Minsk was encircled. Bock’s advancing armies already had the city of Smolensk in their sights. Further south, by mid-July Rundstedt’s troops had captured Zitomir and Berdicev.
The Soviet calamity was immense – and avoidable. Even as the German tanks were rolling forwards, Stalin still thought Hitler was bluffing, that he would not dare attack the Soviet Union until he had finished with Britain. He had anticipated some German territorial demands but was confident that, if necessary, negotiations could stave off an attack in 1941 at least. Stalin’s bungling interference and military incompetence had combined with the fear and servility of his generals and the limitations of the inflexible Soviet strategic concept to rule out undertaking the necessary precautions to create defensive dispositions and fight a rearguard action. Instead, whole armies were left in exposed positions, easy prey for the pincer movements of the rapidly advancing panzer armies. In a whole series of huge encirclements, the Red Army suffered staggering losses of men and equipment. By the autumn, some 3 million soldiers had trudged in long, dismal columns into German captivity. A high proportion would suffer terrible inhumanity in the hands of their captors, and not return. Roughly the same number had by then been wounded or killed. The barbaric character of the conflict, evident from its first day, had been determined, as we have seen, by the German plans for a ‘war of annihilation’ that had taken shape since March. Soviet captives were not treated as soldierly comrades, Geneva conventions were regarded as non-applicable, political commissars – a category interpreted in the widest sense – were peremptorily shot, the civilian population subjected to the cruellest reprisals. Atrocities were not confined to the actions of the Wehrmacht. On the Soviet side, Stalin recovered sufficiently from his trauma at the invasion to proclaim that the conflict was no ordinary war, but a ‘great patriotic war’ against the invaders. It was necessary, he declared, to form partisan groups to organize ‘merciless battle’. Mutual fear of capture fed rapidly and directly into the spiralling barbarization on the eastern front. But it did not cause the barbarization in the first place. The driving-force was the Nazi ideological drive to extirpate ‘Jewish-Bolshevism’.
Already on the first day of the invasion reports began reaching Berlin of up to 1,000 Soviet planes destroyed and Brest-Litowsk taken by the advancing trooops. ‘We’ll soon pull it off,’ wrote Goebbels in his diary. He immediately added: ‘We must soon pull it off. Among the people there’s a somewhat depressed mood. The people want peace … Every new theatre of war causes concern and worry.’
The main author of the most deadly clash of the century, which in almost four years of its duration would produce an unimaginable harvest of sorrow for families throughout central and eastern Europe and a level of destruction never experienced in human history, left Berlin around midday on 23 June. Hitler was setting out with his entourage for his new field headquarters in East Prussia. The presumption was, as it had been in earlier campaigns, that he would be there a few weeks, make a tour of newly conquered areas, then return to Berlin. This was only one of his miscalculations. The ‘Wolf ’s Lair’ (Wolfsschanze) was to be his home in the main for the next three and a half years. He would finally leave it a broken man in a broken country.
The Wolf ’s Lair – another play on Hitler’s favourite pseudonym from the 1920s, when he liked to call himself ‘Wolf’ (allegedly the meaning of ‘Adolf’, and implying strength) – was hidden away in the gloomy Masurian woods, about eight kilometres from the small town of Rastenburg. Hitler and his accompaniment arrived there late in the evening of 23 June. The new surroundings were not greatly welcoming. The centre-point consisted of ten bunkers, erected over the winter, camouflaged and in parts protected against air-raids by two metres thickness of concrete. Hitler’s bunker was at the northern end of the complex. All its windows faced north so that he could avoid the sun streaming in. There were rooms big enough for military conferences in Hitler’s and Keitel’s bunkers, and a barracks with a dining-hall for around twenty people. Another complex – known as HQ Area 2 – a little distance away, surrounded by barbed wire and hardly visible from the road, housed the Wehrmacht Operations Staff under Warlimont. The army headquarters, where Brauchitsch and Halder were based, were situated a few kilometres to the north-east. Göring – designated by Hitler on 29 June to be his successor in the event of his death – and the Luftwaffe staff stayed in their special trains.
Hitler’s part of the Führer Headquarters, known as ‘Security Zone One’, swiftly developed its own daily rhythm. The central event was the ‘situation briefing’ at noon in the bunker shared by Keitel and Jodl. This frequently ran on as long as two hours. Brauchitsch, Halder, and Colonel Adolf Heusinger, chief of the army’s Operations Department, attended once or twice a week. The briefing was followed by a lengthy lunch, beginning in these days for the most part punctually at 2 p.m., Hitler confining himself as always strictly to a non-meat diet. Any audiences that he had on non-military matters were arranged for the afternoons. Around 5 p.m. he would call in his secretaries for coffee. A special word of praise was bestowed on the one who could eat most cakes. The second military briefing, given by Jodl, followed at 6 p.m. The evening meal took place at 7.30 p.m., often lasting two hours. Afterwards there were films. The final part of the routine was the gathering of secretaries, adjutants, and guests for tea, to the accompaniment of Hitler’s late-night monologues. Those who could snatched a nap some time during the afternoon so they could keep their eyes open in the early hours. Sometimes, it was daylight by the time the nocturnal discussions came to an end.
Hitler always sat in the same place at meals, with his back to the window, flanked by Press Chief Dietrich and Jodl, with Keitel, Bormann, and General Karl Heinrich Bodenschatz, Göring’s liaison officer, opposite him. Generals, staff officers, adjutants, Hitler’s doctors, and any guests visiting the Führer Headquarters made up the rest of the complement. The atmosphere was good in these early days, and not too formal. The mood at this time was still generally optimistic. Life in the FHQ had not yet reached the stage where it could be described by Jodl as half-way ‘between a monastery and a concentration camp’.
Two of Hitler’s secretaries, Christa Schroeder and Gerda Daranowski, had also accompanied him to his field headquarters. They had as good as nothing to do. Sleeping, eating, drinking, and chatting filled up most of their day. Much of their energy was spent trying to swat away a constant plague of midges. Hitler complained that his advisers who had picked the spot had chosen ‘the most swampy, midge-infested, and climatically unfavourable area for him’, and joked that he would have to send in the Luftwaffe on the midge-hunt. But ‘the chief ’ was generally in a good mood during the first part of the Russian campaign.
As in Berlin or at the Berghof, a word during meals on one of Hitler’s favourite topics could easily trigger an hour-long monologue. In these early days, he usually faced a big map of the Soviet Union pinned to the wall. At the drop of a hat, he would launch into yet another harangue about the danger that Bolshevism signified for Europe, and how to wait another year would have been too late. On one occasion, his secretaries heard Hitler, as he stood in front of a big map of Europe, point to the Russian capital and say: ‘In four weeks we’ll be in Moscow. Moscow will be razed to the ground.’ Everything had gone much better than could have been imagined, he remarked. They had been lucky that the Russians had placed their troops on the borders and not pulled the German armies deep into their country, which would have caused difficulties with supplies. Two-thirds of the Bolshevik armed forces and five-sixths of the tanks and aircraft were destroyed or severely damaged, he told Goebbels, on the Propaganda Minister’s first visit to Führer Headquarters on 8 July. After assessing the military situation in detail with his Wehrmacht advisers, Goebbels noted, the Führer’s conclusion was ‘that the war in the East was in the main already won’. There could be no notion of peace terms with the Kremlin. (He would think differently about this only a month later.) Bolshevism would be wiped out and Russia broken up into its component parts, deprived of any intellectual, political, or economic centre. Japan would attack the Soviet Union from the east in a matter of weeks. He foresaw England’s fall ‘with a sleepwalker’s certainty’.
News came in of 3,500 aircraft and over 1,000 Soviet tanks destroyed. But there was other news of fanatical fighting by Soviet soldiers who feared the worst if they surrendered. Hitler was to tell the Japanese Ambassador Oshima on 14 July that ‘our enemies are not human beings any more, they are beasts’. It was, then, doubtless echoing her ‘chief’ and the general atmosphere in FHQ, when Christa Schroeder remarked to a friend that ‘from all previous experience it can be said to be a fight against wild animals’.
Hitler had permitted no Wehrmacht reports during the very first days of the campaign. But Sunday, 29 June – a week after the attack had started – was, as Goebbels described it, ‘the day of the special announcements’. Twelve of them altogether, each introduced by the ‘Russian Fanfare’ based on Liszt’s ‘Les Préludes’, were broadcast, beginning at 11 a.m. that morning. Dominance in the air had been attained, the reports proclaimed. Grodno, Brest-Litowsk, Vilna, Kowno, and Dünaburg were in German hands. Two Soviet armies were encircled at Bialystok. Minsk had been taken. The Russians had lost, it was announced, 2,233 tanks and 4,107 aircraft. Enormous quantities of matériel had been captured. Vast numbers of prisoners had been taken. But the popular reception in Germany was less enthusiastic than had been hoped. People rapidly tired of the special announcements, one after the other, and were sceptical about the propaganda. Instead of being excited, their senses were dulled. Goebbels was furious at the OKW’s presentation, and vowed that it would never be repeated.
The invasion of the Soviet Union was presented to the German public as a preventive war. This had been undertaken by the Führer, so Goebbels’s directives to the press ran, to head off at the last minute the threat to the Reich and the entire western culture through the treachery of ‘Jewish-Bolshevism’. At any moment the Bolsheviks had been planning to strike against the Reich and to overrun and destroy Europe. Only the Führer’s bold action had prevented this. More extraordinary than this propaganda lie is the fact that Hitler and Goebbels had convinced themselves of its truth. Fully aware of its falseness, they had to play out a fiction even among themselves to justify the unprovoked decision to attack and utterly destroy the Soviet Union.
By the end of June the German encirclements at Bialystok and Minsk had produced the astonishing toll of 324,000 Red Army prisoners, 3,300 tanks, and 1,800 artillery pieces captured or destroyed. Little over a fortnight later the end of the battle for Smolensk doubled these figures. Already by the second day of the campaign, German estimates put numbers of aircraft shot down or destroyed on the ground at 2,500. When Göring expressed doubts at the figures they were checked and found to be 2–300 below the actual total. After a month of fighting, the figure for aircraft destroyed had reached 7,564. By early July it was estimated that eighty-nine out of 164 Soviet divisions had been entirely or partially destroyed, and that only nine out of twenty-nine tank divisions of the Red Army were still fit for combat.
The scale of underestimation of Soviet fighting potential would soon come as a severe shock. But in early July it was hardly surprising if the feeling in the German military leadership was that ‘Barbarossa’ was on course for complete victory, that the campaign would be over, as predicted, before the winter. On 3 July Halder summed up his verdict in words which would come to haunt him: ‘It is thus probably no overstatement to say that the Russian campaign has been won in the space of two weeks.’ He did at least have the foresight to acknowledge that this did not mean that it was over: ‘The sheer geographical vastness of the country and the stubbornness of the resistance, which is carried on with all means, will claim our efforts for many more weeks to come.’
II
The territorial gains brought about by the spectacular successes of the Wehrmacht in the first phase of ‘Barbarossa’ gave Hitler command over a greater extent of the European continent than any ruler since Napoleon. His rambling, discursive outpourings, in his lunchtime or late-night monologues to his regular retinue, were the purest expression of unbounded, megalomaniac power and breathtaking inhumanity. They were the face of the future in the vast new eastern empire, as he saw it.
‘The beauty of the Crimea,’ he rhapsodized late at night on 5 July 1941, would be made accessible to Germans through a motorway. It would be their version of the Italian or French riviera. Every German, after the war, he remarked, had to have the chance with his ‘People’s Car’ (Volkswagen) personally to see the conquered territories, since he would have ‘to be ready if need be to fight for them’. The mistake of the pre-war era of limiting the colonial idea to the property of a few capitalists or companies could not be repeated. Roads would be more important in the future than the railways for passenger transport. Only through travel by road could a country be known, he asserted.
He was asked whether it would be enough to stretch the conquests to the Urals. ‘Initially’, that would suffice, he replied. But Bolshevism had to be exterminated, and it would be necessary to carry out expeditions from there to eradicate anynewcentres that might develop. ‘St Petersburg’ – as he called Leningrad – ‘was as a city incomparably more beautiful than Moscow’. But its fate, he decided, was to be identical to that of the capital. ‘An example was to be made here, and the city will disappear completely from the earth.’ It was to be sealed off, bombarded, and starved out. He imagined, too, that little would ultimately be left of Kiev. He saw the destruction of Soviet cities as the basis for lasting German power in the conquered territories. No military power was to be tolerated within 300 kilometres east of the Urals. ‘The border between Europe and Asia,’ he stated, ‘is not the Urals but the place where the settlements of Germanic types of people stop and pure Slavdom begins. It is our task to push this border as far as possible to the east, and if necessary beyond the Urals.’
Hitler thought the Russian people fit for nothing but hard work under coercion. Their natural and desired condition was one of general disorganization. ‘The Ukrainians,’ he remarked on another occasion, ‘were every bit as idle, disorganized, and nihilistically asiatic as the Greater Russians.’ To speak of any sort of work ethic was pointless. All they understood was ‘the whip’. He admired Stalin’s brutality. The Soviet dictator, he thought, was ‘one of the greatest living human beings since, if only through the harshest compulsion, he had succeeded in welding a state out of this Slavic rabbit-family’. He described ‘the sly Caucasian’ as ‘one of the most extraordinary figures of world history’, who scarcely ever left his office but could rule from there through a subservient bureaucracy.
Hitler’s model for domination and exploitation remained the British Empire. His inspiration for the future rule of his master-race was the Raj. He voiced his admiration on many occasions for the way such a small country as Great Britain had been able to establish its rule throughout the world in a huge colonial empire. British rule in India in particular showed what Germany could do in Russia. It must be possible to control the eastern territory with quarter of a million men, he stated. With that number the British ruled 400 million Indians. Russia would always be dominated by German rulers. They must see to it that the masses were educated to do no more than read road signs, though a reasonable living standard for them was in the German interest. The south of the Ukraine, in particular the Crimea, would be settled by German farmer-soldiers. He would have no worries at all about deporting the existing population somewhere or other to make room for them. The vision was of a latter-day feudal type of settlement: there would be a standing army of 1½–2 million men, providing some 30–40,000 every year for use when their twelve-year service was completed. If they were sons of farmers, they would be given a farmstead, fully equipped, by the Reich in return for their twelve years of military service. They would also be provided with weapons. The only condition was that they must marry country-not town-girls. German peasants would live in beautiful settlements, linked by good roads to the nearest town. Beyond this would be ‘the other world’, where the Russians lived under German subjugation. Should there be a revolution, ‘all we need to do is drop a few bombs on their cities and the business will be over’. After ten years, he foresaw, there would be a German élite, to be counted on when there were new tasks to be undertaken. ‘A new type of man will come to the fore, real master-types, who of course can’t be used in the west: viceroys.’ German administrators would be housed in splendid buildings; the governors would live in ‘palaces’.
His musings on the prospect of a German equivalent of India continued on three successive days and nights from 8–11 August. India had given the English pride. The vast spaces had obliged them to rule millions with only a few men. ‘What India was for England, the eastern territory will be for us,’ he declared.
For Hitler, India was the heart of an Empire that had brought Britain not only power, but prosperity. Ruthless economic exploitation had always been central to his dream of the German empire in the east. Now, it seemed, that dream would soon become reality. ‘The Ukraine and then the Volga basin will one day be the granaries of Europe,’ he foresaw. ‘And we’ll also provide Europe with iron. If Sweden won’t supply it one of these days, good, then we’ll take it from the east. Belgian industry can exchange its products – cheap consumer wares – for corn from these areas. From Thuringia and the Harz mountains, for example, we can remove our poor working-class families to give them big stretches of land.’ ‘We’ll be an exporter of corn for all in Europe who need it,’ he went on, a month later. ‘In the Crimea we will have citrus fruits, rubber plants (with 40,000 hectares we’ll make ourselves independent), and cotton. The Pripet marches will give us reeds. We will deliver to the Ukrainians head-scarves, glass chains as jewellery, and whatever else colonial peoples like. We Germans – that’s the main thing – must form a closed community like a fortress. The lowest stable-lad must be superior to any of the natives …’
Autarky, in Hitler’s thinking, was the basis of security. And the conquest of the East, as he had repeatedly stated in the mid-1920s, would now offer Germany that security. ‘The struggle for hegemony in the world will be decided for Europe through the occupation of the Russian space,’ he told his entourage in mid-September. ‘This makes Europe the firmest place in the world against the threat of blockade.’ He returned to the theme a few days later. ‘As soon as I recognize a raw material as important for the war, I put every effort into making us independent in it. Iron, coal, oil, corn, livestock, wood – we must have them at our disposal … Today I can say: Europe is self-sufficient, as long as we just prevent another mammoth state existing which could utilize European civilization to mobilize Asia against us.’ He compared, as he had frequently done many years earlier, the benefits of autarky with the international market economy and the mistakes, as he saw them, made by Britain and America through their dependence upon exports and overseas markets, bringing cut-throat competition, corresponding high tariffs and production costs, and unemployment. Britain had increased unemployment and impoverished its working class by the error of industrializing India, he continued. Germany was not tied to exports, and this had meant that it was the only country without unemployment. ‘The country that we are now opening up is for us only a raw-material source and marketing area, not a field for industrial production … We won’t need any more to look for an active market in the Far East. Here is our market. We simply need to secure it. We’ll deliver cotton goods, cooking-pots, all simple articles for satisfying the demand for the necessities of life. We won’t be able to produce anything like so much as can be marketed here. I see there great possibilities for the build-up of a strong Reich, a true world-power … For the next few hundred years we will have a field of activity without equal.’
Hitler was blunt about his justification for conquering this territory: might was right. A culturally superior people, deprived of ‘living space’, needed no further justification. It was for him, as always, a matter of the ‘laws of nature’. ‘If I harm the Russians now, then for the reason that they would otherwise harm me,’ he declared. ‘The dear God, once again, makes it like that. He suddenly casts the masses of humanity on to the earth and each one has to look after himself and how he gets through. One person takes something away from the other. And at the end you can only say that the stronger wins. That is after all the most sensible order of things.’
There would be no end of the struggle in the east, that was clear, even after a German victory. Hitler spoke of building an ‘Eastern Wall’ along the Urals as a barrier against sudden inroads from the ‘dangerous human reservoir’ in Asia. It would be no conventional fortification, but a live wall built of the soldier-farmers who would form the new eastern settlers. ‘A permanent border struggle in the east will produce a solid stock and prevent us from sinking back into the softness of a state system based purely on Europe.’ War was for Hitler the essence of human activity. ‘What meeting a man means for a girl,’ he declared, ‘war meant for him.’ He referred back frequently in these weeks to his own experiences in the First World War, probably the most formative of his life. Looking at the newsreel of the ‘Battle of Kiev’, he was completely gripped by ‘a heroic epic such as there had never previously been’. ‘I’m immensely happy to have experienced the war in this way,’ he added. If he could wish the German people one thing, he remarked on another occasion, it would be to have a war every fifteen to twenty years. If reproached for the loss of 200,000 lives, he would reply that he had enlarged the German nation by 2½ million, and felt justified in demanding the sacrifice of the lives of a tenth. ‘Life is horrible. Coming into being, existing, and passing away, there’s always a killing. Everything that is born must later die. Whether it’s through illness, accident, or war, that remains the same.’
Hitler’s notions of a social ‘new order’ have to be placed in this setting of conquest, ruthless exploitation, the right of the powerful, racial dominance, and more or less permanent war in a world where life was cheap and readily expendable. His ideas often had their roots in the resentment that still smouldered at the way his own ‘talents’ had been left unrecognized or the disadvantages of his own social status compared with the privileges of the high-born and well-to-do. Thus he advocated free education, funded by the state, for all talented youngsters. Workers would have annual holidays and could expect once or twice in their lives to go on a sea-cruise. He criticizd the distinctions between different classes of passengers on such cruise ships. And he approved of the introduction of the same food for both officers and men in the army. Hitler might appear to have been promoting ideas of a modern, mobile, classless society, abolishing privilege and resting solely upon achievement. But the central tenet remained race, to which all else was subordinated. Thus, in the east, he said, all Germans would travel in the upholstered first- or second-class railway carriages – to separate them from the native population. It was a social vision which could have obvious attractions for many members of the would-be master-race. The image was of a cornucopia of wealth flowing into the Reich from the east. The Reich would be linked to the new frontiers by motorways cutting through the endless steppes and the enormous Russian spaces. Prosperity and power would be secured through the new breed of supermen who lorded it over the downtrodden Slav masses.
The vision, to those who heard Hitler describe it, appeared excitingly modern: a break with traditional class- and status-bound hierarchies to a society where talent had its reward and there was prosperity for all – for all Germans, that is. Indeed, elements of Hitler’s thinking were unquestionably modern. He looked, for instance, to the benefits of modern technology, envisaging steam-heated greenhouses giving German cities a regular supply of fresh fruit and vegetables all through the winter. He looked, too, to modern transport to open up the east. While the bounty of the east pouring into Germany would be brought by train, the car for Hitler was the vital transport means of the future. But for all its apparent modernity, the social vision was in essence atavistic. The colonial conquests of the nineteenth century provided its inspiration. What Hitler was offering was a modernized version of old-fashioned imperialist conquest, now translated to the ethnically mixed terrain of eastern Europe where the Slavs would provide the German equivalent of the conquered native populations of India and Africa in the British Empire.
By mid-July, the key steps had been taken to translate the horrendous vision into reality. At an important five-hour meeting in the Führer Headquarters on 16 July attended by Göring, Rosenberg, Lammers, Keitel, and Bormann, Hitler established the basic guidelines of policy and practical arrangements for administering and exploiting the new conquests. Once more, the underlying premiss was the social-Darwinist justification that the strong deserved to inherit the earth. But the sense that what they were doing was morally objectionable nevertheless ran through Hitler’s opening comments, as reported by Bormann. ‘The motivation of our steps in the eyes of the world must be directed by tactical viewpoints. We must proceed here exactly as in the cases of Norway, Denmark, Holland, and Belgium. In these cases, too, we had said nothing about our intentions and we will sensibly continue not to do this,’ Bormann recorded. ‘We will then again emphasize that we were compelled to occupy an area to bring order, and to impose security. In the interest of the native population we had to see to providing calm, food, transport etc. etc. Therefore our settlement. It should then not be recognizable that a final settlement is beginning! All necessary measures – shooting, deportation etc. – we will and can do anyway. We don’t want to make premature and unnecessary enemies. We will simply act, therefore, as if we wish to carry out a mandate. But it must be clear to us that we will never again leave these territories,’ Hitler’s blunt statement continued. ‘Accordingly, it is a matter of: 1. doing nothing to hinder the final settlement but rather preparing this in secret; 2. emphasizing that we are the liberators … Basically, it’s a matter of dividing up the giant cake so that we can first rule it, secondly administer it, and thirdly exploit it. The Russians have now given out the order for a partisan war behind our front. This partisan war again has its advantage: it gives us the possibility of exterminating anything opposing us. As a basic principle: the construction of a military power west of the Urals must never again be possible, even if as a consequence we have to wage war for a hundred years.’
Hitler proceeded to make appointments to the key positions in the occupied east. Rosenberg was confirmed next day as head of what appeared on the surface to be the all-powerful Reich Ministry for the Occupied Eastern Territories. But nothing was as it seemed in the Third Reich. Rosenberg’s authority, as Hitler’s decree made clear, did not touch the respective spheres of competence of the army, Göring’s Four-Year Plan organization, and the SS. The big guns, in other words, were outside Rosenberg’s control. More than that, Rosenberg’s own conception of winning certain nationalities as allies, under German tutelage, against Greater Russia – notions which he and his staff had been working on since the spring – fell foul of Himmler’s policy of maximum repression and brutal resettlement and Göring’s aims of total economic exploitation. Himmler was within weeks in receipt of plans for deporting in the coming twenty-five years or so over 30 million people into far more inhospitable climes further eastward. Göring was envisaging the starvation in Russia of 20–30 million persons – a prospect advanced even before the German invasion by the Agricultural Group of the Economic Staff for the East. All three – Rosenberg, Himmler, and Göring – could find a common denominator in Hitler’s goal of destroying Bolshevism and acquiring ‘living space’. But beyond that minimum, Rosenberg’s concept – no less ruthless, but more pragmatic – had no chance when opposed to the contrary idea, backed by Hitler’s own vision, of absolute rapaciousness and repression.
Opposing Rosenberg’s wishes, Hitler had yielded in the conference of 16 July to the suggestion of Göring, backed by Bormann, that the – even by Nazi standards – extraordinarily brutal and independent-minded Erich Koch, Gauleiter of East Prussia, should be made Reich Commissar of the key territory of the Ukraine. Koch, like Hitler, but in contrast to Rosenberg, rejected any idea of a Ukrainian buffer-state. His view was that from the very beginning it was necessary ‘to be hard and brutal’. He was held in favour at Führer Headquarters. Everyone there thought he was the most suitable person to carry out the requirements in the Ukraine. It was seen as a compliment when they called him the ‘second Stalin’.
In contrast to the tyrant, Koch, who continued to prefer his old East Prussian domain to his new fiefdom, Hinrich Lohse, appointed as Reich Commissar in the Baltic, now renamed the Ostland, made himself a subject of ridicule among the German occupying forces in his own territory with his fanatical and often petty bureaucratization, unleashed in torrents of decrees and directives. For all that, he was weak in the face of the power of the SS, and other competing agencies. Similarly, Wilhelm Kube, appointed at the suggestion of Göring and Rosenberg as Reich Commissar in Belorussia, proved not only corrupt and incompetent on a grandiose scale, but another weak petty dictator in his province, his instructions often ignored by his own subordinates, and forced repeatedly to yield to the superior power of the SS.
The course was set, therefore, for a ‘New Order’ in the east which belied the very name. Nothing resembled order. Everything resembled the war of all against all, built into the Nazi system in the Reich itself, massively extended in occupied Poland, and now taken to its logical denouement in the conquered lands of the Soviet Union.
III
In fact, despite the extraordinary gains made by the advancing Wehrmacht, July would bring recognition that the operational plan of ‘Barbarossa’ had failed. And for all the air of confidence that Hitler displayed to his entourage in the Wolf ’s Lair, these weeks also produced early indications of the tensions and conflicts in military leadership and decision-making that would continue to bedevil the German war effort. Hitler intervened in tactical matters from the outset. As early as 24 June he had told Brauchitsch of his worries that the encirclement at Bialystok was not tight enough. The following day he was expressing concern that Army Groups Centre and South were operating too far in depth. Halder dismissed the worry. ‘The old refrain!’ he wrote in his diary. ‘But that is not going to change anything in our plans.’ On 27, 29, and 30 June and again on 2 and 3 July Halder recorded worried queries or interventions by Hitler in tactical deployments of troops. ‘What is lacking on top level,’ he confided to his diary notes, ‘is that confidence in the executive commands which is one of the most essential features of our command organization.’
Halder’s irritation at Hitler’s interference was understandable. But the errors and misjudgements, even in the first, seemingly so successful, phase of ‘Barbarossa’, were as much those of the professionals in Army High Command as of the former First World War corporal who now thought he was the greatest warlord of all time.
The mounting conflict with Hitler revolved around the implementation of the ‘Barbarossa’ strategic plan that had been laid down the previous December. This in turn had emanated from the feasibility studies carried out during the summer by military strategists. Army High Command had favoured making Moscow the key objective. Hitler’s own, different, conception was not dissimilar in a number of essentials from the independent strategic study prepared for the Wehrmacht Operational Staff in September 1940, though it differed from this, too, on the crucial question of Moscow.
The emphasis in Hitler’s ‘Barbarossa Directive’ in December, and in all subsequent strategic planning, had been on the thrusts to the north, to take Leningrad and secure the Baltic, and to the south, to seize the Ukraine. Even if unenthusiastically, the Army General Staff had accepted the significant alteration of what it had originally envisaged. According to this amended plan, Army Group Centre was to advance as far as Smolensk before swinging to the north to meet up with Leeb’s armies for the assault on Leningrad. The taking of Moscow figured in the agreed plan of ‘Barbarossa’ only once the occupation of Leningrad and Kronstadt had been completed.
Already on 29 June Hitler was worried that Bock’s Army Group Centre, where the advance was especially spectacular, would overreach itself. On 4 July he claimed that he faced the most difficult decision of the campaign: whether to hold to the original ‘Barbarossa’ plan, amend it to provide for a deep thrust towards the Caucasus (in which Rundstedt would be assisted by some of Army Group Centre’s panzer forces), or retain the panzer concentration in the centre and push forward to Moscow. The decision he reached by 8 July was the one wanted by Halder: to press forward the offensive of Army Group Centre with the aim of destroying the mass of the enemy forces west of Moscow. The amended strategy now discarded Army Group Centre’s turn towards Leningrad, built into the original ‘Barbarossa’ plan. The ‘ideal solution’, Hitler accepted, would be to leave Leeb’s Army Group North to attain its objectives by its own means. However, Hitler was even now by no means reconciled to the priority of capturing Moscow – in his eyes, as he said, ‘merely a geographical idea’.
The conflict with Army High Command, supported by Army Group Centre, about concentration on the taking of Moscow as the objective, continued over the next weeks. Hitler pressed, in revised operational form, for priority to be given to the capture of Leningrad, and now included in the south the drive to the industrial area of Kharkhov and into the Caucasus, to be reached before the onset of winter. At the same time, his ‘Supplement to Directive No. 33’, dated 23 July, indicated that Army Group Centre would destroy the enemy between Smolensk and Moscow by its infantry divisions alone, and would then ‘take Moscow into occupation’.
By late July Halder had changed his tune about the certainty and speed of victory. Early in the month he had told Hitler that only forty-six of the known 164 Soviet divisions were still capable of combat. This had been in all probability an over-estimation of the extent of destruction; it was certainly a rash under-estimation of the enemy’s ability to replenish its forces. On 23 July he revised the figure to a total of ninety-three divisions. The enemy had been ‘decisively weakened’, but by no means ‘finally smashed’, he concluded. As a consequence, since the Soviet reserves of manpower were now seen to be inexhaustible, Halder argued even more forcefully that the aim of further operations had to be the destruction of the areas of armaments production around Moscow.
As the strength of Soviet defences was being revised, the toll on the German army and Luftwaffe also had to be taken into account. Air-crews were showing signs of exhaustion; their planes could not be maintained fast enough. By the end of July only 1,045 aircraft were serviceable. Air-raids on Moscow demanded by Hitler were of little effect because so few planes were available. Most of the seventy-five raids on the Soviet capital carried out over the next months were undertaken by small numbers of bombers, scarcely able to make a pinprick in Soviet armaments production. The infantry were even more in need of rest. They had been marching, and engaged in fierce fighting, for over a month without a break. The original operational plan had foreseen a break for recuperation after twenty days. But the troops had received no rest by the fortieth day, and the first phase of the campaign was not over. By this time, casualties (wounded, missing, and dead) had reached 213,301 officers and men. Moreover, despite miracles worked by Quartermaster-General Eduard Wagner’s organization, transport problems on roads often unfit even in midsummer for mechanized transport brought immeasurable problems of maintaining supply-lines of fuel, equipment, and provisions to the rapidly advancing army. Supplies for Army Group Centre required twenty-five goods trains a day. But despite working round the clock to convert the railway lines to a German gauge, only eight to fifteen trains a day were reaching the front line in late July and early August.
It was becoming obvious already by the end of July that the revised ‘Barbarossa’ operational plan as laid down in Hitler’s Supplement to Directive No. 33 could not be carried out before winter descended. Hitler interpreted this as demanding panzer support from Army Group Centre for the assault on Leningrad. Moscow could wait. Halder took the diametrically opposite view. Making Moscow the objective would ensure that the Soviets committed the bulk of their forces to its defence. Taking the city, including its communications system and industries, would split the Soviet Union and render resistance more difficult. The implication was that the capture of the capital would bring about the fall of the Soviet system, and the end of the eastern war. If the attack on Moscow were not pushed through with all speed, the enemy would bring the offensive to a halt before winter, then regroup. The military aim of the war against the Soviet Union would have failed.
Hitler was still adamant that capturing the industrial region of Kharkhov and the Donets Basin and cutting off Soviet oil supplies would undermine resistance more than the fall of Moscow. But he was wavering. At this point, even Jodl and the Wehrmacht Operations Staff had been converted to the need to attack Moscow. Citing the arrival of strong enemy reinforcements facing and flanking Army Group Centre, Hitler now, on 30 July, cancelled the Supplement to Directive No. 33. Halder was momentarily ecstatic. ‘This decision frees every thinking soldier of the horrible vision obsessing us these last few days, since the Führer’s obstinacy made the final bogging down of the eastern campaign appear imminent.’ But when Directive No. 34 was issued the same day it offered Halder little comfort. Army Group Centre was to recuperate for the next attack; in the north the assault on Leningrad was to continue; and Army Group South was to destroy the enemy forces west of the Dnieper and in the vicinity of Kiev. The real decision – for or against the drive to Moscow – had effectively just been postponed for a while.
In early August Hitler remained wedded to Leningrad as the priority. He reckoned this would be cut off by 20 August, and then troops and aircraft could be redeployed by Army Group Centre. The second priority for Hitler was, as before, ‘the south of Russia, especially the Donets region’, which formed the ‘entire basis of the Russian economy’. Moscow was a clear third on his priority-list. He recognized that in this order of priorities the capital could not be taken before winter. Halder tried unavailingly to get Brauchitsch to obtain a clear decision on whether to put everything into delivering the enemy a fatal blow at Moscow or taking the Ukraine and the Caucasus for economic reasons. He persuaded Jodl to intervene with Hitler to convince him that the objectives of Moscow and the Ukraine had to be met.
By now, Halder was realizing the magnitude of the task facing the Wehrmacht. ‘The whole situation makes it increasingly plain that we have underestimated the Russian colossus,’ he wrote on 11 August. ‘At the outset of the war, we reckoned with about 200 enemy divisions. Now we have already counted 360. These divisions indeed are not armed and equipped according to our standards, and their tactical leadership is often poor. But there they are, and if we smash a dozen of them, the Russians simply put up another dozen … And so our troops, sprawled over an immense front line, without any depth, are subjected to the incessant attacks of the enemy.’
In his Supplement to Directive No. 34, issued on 12 August, Hitler for the first time stated categorically that once the threats from the flanks were eliminated and the panzer groups were refreshed the attack on the enemy forces massed for the protection of Moscow was to be prosecuted. The aim was ‘the removal from the enemy before winter of the entire state, armaments, and communications centre around Moscow’, ran the directive. Three days later, however, Hitler intervened once more in the tactical dispositions by ordering panzer forces from the northern flank of Army Group Centre to help Army Group North resist a strong Soviet counter-attack.
His concession, if heavily qualified, on Moscow, then – in effect – rapid negation of the decision, may have been affected by the severe attack of dysentery from which he was suffering in the first half of August. Despite mounting hypochondria, he had, in fact, over the past years enjoyed remarkably good health – perhaps surprisingly so, given his eating habits and lifestyle. But he had now been laid low at a vital time. Goebbels found him still unwell and ‘very irritable’, though on the mend, when he visited FHQ on 18 August. The weeks of tension and the unexpected military difficulties of the past month had taken their toll, the Propaganda Minister thought. In fact, electrocardiograms taken at the time indicated that Hitler had rapidly progressive coronary sclerosis. Morell’s discussion of the results of the tests could have done little to lift Hitler’s mood, or to lessen his hypochondria.
Probably Hitler’s ill-health in August, at a time when he was stunned by the recognition of the gross underestimation by German intelligence of the true level of Soviet forces, temporarily weakened his resolve to continue the war in the east. Goebbels was plainly astonished, on his visit to FHQ on 18 August, to hear Hitler entertain thoughts of accepting peace-terms from Stalin and even stating that Bolshevism, without the Red Army, would be no danger to Germany. (Stalin, in fact, appears briefly to have contemplated moves to come to terms, involving large-scale surrender of Soviet territory, in July.) In a pessimistic state of mind about an early and comprehensive victory in the east, Hitler was clutching at straws: perhaps Stalin would sue for peace; maybe Churchill would be brought down; quite suddenly peace might break out. The turnabout could come as quickly as it had done in January 1933, he suggested (and would do so on other occasions down to 1945), when, without prospects at the start of the month, the National Socialists had within a matter of weeks found themselves in power.
Halder’s own nerves were by this point also frayed. He now thought the time had come to confront Hitler once and for all with the imperative need to destroy the enemy forces around Moscow. On 18 August Brauchitsch sent Halder’s memorandum on to Hitler. It argued that Army Groups North and South would have to attain their objectives from within their own resources, but that the main effort must be the immediate offensive against Moscow, since Army Group Centre would be unable to continue its operations after October on account of weather conditions.
Halder’s memorandum had been prepared by Colonel Heusinger, the army’s Chief of Operations Department. Two days after its submission, Heusinger discussed the memorandum with Jodl. Hitler’s closest military adviser suggested psychological motives behind the Dictator’s strategic choices. Heusinger recalled Jodl saying that Hitler had ‘an instinctive aversion to treading the same path as Napoleon. Moscow gives him a sinister feeling.’ When Heusinger reaffirmed the need to defeat the enemy forces at Moscow, Jodl replied: ‘That’s what you say. Now I will tell you what the Führer’s answer will be: There is at the moment a much better possibility of beating the Russian forces. Their main grouping is now east of Kiev.’ Heusinger pressed Jodl to support the memorandum. Jodl finally remarked: ‘I will do what I can. But you must admit that the Führer’s reasons are well thought out and cannot be pushed aside just like that. We must not try to compel him to do something which goes against his inner convictions. His intuition has generally been right. You can’t deny that!’ The Führer myth still prevailed – and among those closest to Hitler.
Predictably, Hitler’s reply was not long in coming – and was a devastating riposte to Army High Command. On 21 August, Army High Command was told that Hitler rejected its proposals as out of line with his intentions. Instead, he ordered: ‘The principal object that must still be achieved before the onset of winter is not the capture of Moscow, but rather, in the South, the occupation of the Crimea and the industrial and coal region of the Donets, together with isolation of the Russian oil regions in the Caucasus and, in the North, the encirclement of Leningrad and junction with the Finns.’ The immediate key step was the encirclement and destruction of the exposed Soviet Fifth Army in the region of Kiev through a pincer movement from Army Groups Centre and South. This would open the path for Army Group South to advance south-eastwards towards Rostov and Kharkhov. The capture of the Crimea, Hitler added, was ‘of paramount importance for safeguarding our oil supply from Romania’. All means had to be deployed, therefore, to cross the Dnieper quickly to reach the Crimea before the enemy could call up new forces.
Hitler developed his arguments the following day in a ‘Study’ blaming Army High Command for failing to carry out his operational plan, reaffirming the necessity of shifting the main weight of the attack to the north and south, and relegating Moscow to a secondary target. Brauchitsch was accused of lack of leadership in allowing himself to be swayed by the special interests of the individual army groups. And particularly wounding was the praise, in contrast, handed out to Göring’s firm leadership of the Luftwaffe.
In this ‘Study’ of 22 August, Hitler rehearsed once more the objective of eliminating the Soviet Union as a continental ally of Britain, thereby removing from Britain hope of changing the course of events in Europe. This objective, he claimed, could only be attained through annihilation of Soviet forces and the occupation or destruction of the economic basis for continuing the war, with special emphasis on sources of raw materials. He reasserted the need to concentrate on destroying the Soviet position in the Baltic and on occupying the Ukraine and Black Sea region, which were vital in terms of raw materials for the Soviet war economy. He also underlined the need to protect German oil supplies in Romania. Army High Command was to blame for ignoring his orders to press home the advance on Leningrad. He insisted that the three divisions from Army Group Centre, intended from the beginning of the campaign to assist the numerically weaker Army Group North, should be rapidly supplied, and that the objective of capturing Leningrad would then be met. Once this was done, the motorized units supplied by Army Group Centre could be used to concentrate on their sole remaining objective, the advance on Moscow. In the south, too, there was to be no diversion from original plans. Once the destruction of the Soviet forces east and west of Kiev which threatened the flank of Army Group Centre was accomplished, he argued, the advance on Moscow would be significantly eased. He rejected, therefore, the Army High Command’s proposals for the further conduct of operations.
In the privacy of his diary notes, Halder could not contain himself. ‘I regard the situation created by the Führer’s interference unendurable for the OKH,’ he wrote. ‘No other but the Führer himself is to blame for the zigzag course caused by his successive orders.’ The treatment of Brauchitsch, Halder went on, was ‘absolutely outrageous’. Halder had proposed to the Commander-in-Chief that both should offer their resignation. But Brauchitsch had refused such a step ‘on the grounds that the resignations would not be accepted and so nothing would be changed’.
Deeply upset, Halder flew next day to Army Group Centre headquarters. The assembled commanders predictably backed his preference for resuming the offensive on Moscow. They were agreed that to move on Kiev would mean a winter campaign. Field-Marshal von Bock suggested that General Heinz Guderian, one of Hitler’s favourite commanders, and particularly outspoken at the meeting, should accompany Halder to Führer Headquarters in an attempt to persuade the dictator to change his mind and agree to Army High Command’s plan.
It was getting dark as Halder and Guderian arrived in East Prussia. According to Guderian’s later account – naturally aimed at reflecting himself in the best light – Brauchitsch forbade him to raise the question of Moscow. The southern operation had been ordered, the Army Commander-in-Chief declared, so the problem was merely one of how to carry it out. Discussion was pointless. Neither Brauchitsch nor Halder accompanied Guderian when he went in to see Hitler, who was flanked by a large entourage including Keitel, Jodl, and Schmundt. Hitler himself raised the issue of Moscow, according to Guderian, and then, without interruption, let him unfold the arguments for making the advance on the Russian capital the priority. When Guderian had finished, Hitler started. Keeping his temper, he put the alternative case. The raw materials and agricultural base of the Ukraine were vital for the continuation of the war, he stated. The Crimea had to be neutralized to rule out attacks on the Romanian oil-fields. ‘My generals know nothing about the economic aspects of war,’ Guderian heard him say for the first time. Hitler was adamant. He had already given strict orders for an attack on Kiev as the immediate strategic objective. Action had to be carried out with that in mind. All those present nodded at every sentence that Hitler spoke. The OKW representatives were entirely behind him. Guderian felt isolated. He avoided all further argument. He took the view, so he remarked much later, that since the decision to attack the Ukraine was confirmed, it was now his task to ensure that it was carried out as effectively as possible to ensure victory before the autumn rains.
When he reported to Halder next day, 24 August, the Chief of the Army General Staff fell into a rage at Guderian’s complete volte-face on being confronted by Hitler at first hand. Halder’s dismay was all the greater since Guderian, whom he had considered as a possible future Army Commander-in-Chief, had been among the most vehement critics of Hitler during the meeting at Army Group Centre Headquarters the previous day. Bock shared Halder’s contempt for the way the outspoken and forthright Guderian had caved in under Hitler’s pressure. In reality, whatever the opprobrium now heaped on him by his superiors, there had been little prospect of Guderian changing Hitler’s mind. At any rate, the die was cast. The great battle for Kiev and mastery of the Ukraine was about to begin.
By the time the ‘Battle of Kiev’ was over on 25 September – the city of Kiev itself had fallen six days earlier – the Soviet south-west front was totally destroyed. Hitler’s insistence on sending Guderian’s Panzer Group south to bring about the encirclement had led to an extraordinary victory. An astonishing number of Soviet prisoners – around 665,000 – were taken. The enormous booty captured included 884 tanks and 3,018 artillery pieces. The victory paved the way for Rundstedt to go on to occupy the Ukraine, much of the Crimea, and the Donets Basin, with further huge losses of men and material for the Red Army. In the light of the immense scale of the Soviet losses in the three months since the beginning of ‘Barbarossa’, the German military leadership now concluded that the thrust to Moscow – given the name ‘Operation Typhoon’ – could still succeed despite starting so late in the year.
It was scarcely any wonder, basking in the glow of the great victory at Kiev, that Hitler was in ebullient mood when Goebbels spoke alone with him in the Führer Headquarters on 23 September. Hitler’s reported comments afford a notable insight into his thinking at this juncture. After bitterly complaining about the difficulties in getting his way with the ‘experts’ in the General Staff, Hitler expressed the view that the defeats imposed on the Red Army in the Ukraine marked the breakthrough. ‘The spell is broken,’ Goebbels recorded. Things would now unfold quickly on other parts of the front. New great victories could be expected in the next three to four weeks. By mid-October, the Bolsheviks would be in full retreat. The next thrust was towards Kharkov, which would be reached within days, then to Stalingrad and the Don. Once this industrial area was in German hands, and the Bolsheviks were cut off from their coal supplies and the basis of their armaments production, the war was lost for them.
Leningrad, birthplace of Bolshevism, Hitler repeated, would be destroyed street by street and razed to the ground. Its 5 million population could not be fed. The plough would one day once more pass over the site of the city. Bolshevism began in hunger, blood, and tears. It would end the same way. Asia’s entry-gate to Europe would be closed, the Asiatics forced back to where they belonged. A similar fate to Leningrad, he reiterated, might also befall Moscow. The attack on the capital would follow the capture of the industrial basin. The operation to surround the city should be completed by 15 October. And once German troops reached the Caucasus Stalin was lost. Hitler was sure that in such a situation, Japan would not miss the opportunity to make gains in the east of the Soviet Union. What then happened would be up to Stalin. He might capitulate. Or he might seek a ‘special peace’, which Hitler would naturally take up. With its military power broken, Bolshevism would represent no further danger.
He returned to a familiar theme. With the defeat of Bolshevism, England would have lost its last hope on the Continent. Its final chance of victory would disappear. And the increasing successes by U-boats in the Atlantic which would follow in the next weeks would put further pressure on a Churchill who was betraying signs of nervous strain. Hitler did not rule out Britain removing Churchill in order to seek peace. Hitler’s terms would be as they always were: he was prepared to leave the Empire alone, but Britain would have to get out of Europe. The British would probably grant Germany a free hand in the east, but try to retain hegemony in western Europe. That, he would not allow. ‘England had always felt itself to be an insular power. It is alien to Europe, or even hostile to Europe. It has no future in Europe.’
All in all, the prospects at this point, in Hitler’s eyes, were rosy. One remark indicated, however, that an early end to the conflict was not in sight. Hitler told Goebbels in passing – his assumption would soon prove disastrously misplaced – that all necessary precautions had been made for wintering the troops in the east.
By this time, in fact, Hitler and the Wehrmacht leaders had already arrived at the conclusion that the war in the east would not be over in 1941. The collapse of the Soviet Union, declared an OKW memorandum of 27 August, approved by Hitler, was the next and decisive war aim. But, the memorandum ran, ‘if it proves impossible to realize this objective completely during 1941, the continuation of the eastern campaign has top priority for 1942’. The military successes over the summer had been remarkable. But the aim of the quick knock-out blow at the heart of the ‘Barbarossa’ plan had not been realized. In spite of their vast losses, the Soviet forces had been far from comprehensively destroyed. They continued to be replenished from an apparently limitless reservoir of men and resources, and to fight tooth and nail. German losses were themselves not negligible. Already before the ‘Battle of Kiev’, casualties numbered almost 400,000, or over 11 per cent of the eastern army. Replacements were becoming more difficult to find. By the end of September, half of the tanks were out of action or in different stages of repair. And by now the autumn rains were already beginning to turn the roads into impassable quagmires. Whatever the successes of the summer, objective grounds for continued optimism had to be strongly qualified. The drive to Moscow that began on 2 October, seeking the decisive victory before the onset of winter, rested on hope more than expectation. It was a desperate last attempt to force the conclusive defeat of the Soviet Union before winter. It amounted to an improvisation marking the failure of the original ‘Barbarossa’ plan rather than its crowning glory.
Hitler’s own responsibility for the difficulties now faced by the German army is evident. Whereas Stalin learnt from the calamities of 1941 and came to leave military matters increasingly to the experts, Hitler’s interference in tactical detail as well as grand strategy, arising from his chronic and intensifying distrust of the Army High Command, was, as Halder’s difficulties indicated, intensely damaging. The tenacity and stubbornness with which he refused to concede the priority of an attack on Moscow, even when for a while, at the end of July, not just the army leadership but his own closest military adviser, Jodl, had accepted the argument, was quite remarkable. After the glorious victories of 1940, Hitler believed his own military judgement was superior to that of any of his generals. His contempt for Brauchitsch and Halder was reinforced on every occasion that their views on tactics differed from his. Conversely, the weeks of conflict, and the bewildering way in July and August in which directives were arrived at, then amended, undermined the confidence in Hitler not just of the hopelessly supine Brauchitsch and of Halder’s Army General Staff, but also of the field commanders.
But the problem was not one-sided. The tension between the conflicting conceptions of the eastern campaign had still been unresolved as far as Halder was concerned when Hitler’s Directive No. 21 on 18 December 1940 had indicated Moscow as a secondary rather than primary objective, prefiguring the dispute of the coming summer months. If reluctantly, Army High Command had apparently accepted the alternative strategy which Hitler favoured. Strategic planning of the attack in subsequent months followed from this premiss.
The strategy of first gaining control over the Baltic and cutting off essential Soviet economic heartlands in the south, while at the same time protecting German oil supplies in Romania, before attacking Moscow was not in itself senseless. And the fear that a frontal assault on Moscow would simply drive back instead of enveloping Soviet forces was a real one. Army High Command’s preference to deviate from the plan of ‘Barbarossa’ once the campaign was under way was not a self-evident improvement. The reversion to Halder’s originally preferred strategy was tempting because Army Group Centre had advanced faster and more spectacularly than anticipated, and was pressing hard to be allowed to continue and, as it thought, finish the job by taking Moscow. But even more it now followed from the realization that the army’s intelligence on Soviet military strength had been woeful. The attack on Moscow, though favoured in the OKH’s thinking from an early stage, had in fact come to be a substitute for the ‘Barbarossa’ plan, which had gone massively awry not simply because of Hitler’s interference, but also because of the inadequacy and failures of the army leadership.
Since Hitler had placed the key men, Brauchitsch and Halder, in their posts, he must take a good deal of the blame for their failings. But as Commander-in-Chief of the Army, Brauchitsch was irredeemably weak and ineffectual. His contribution to strategic planning appears to have been minimal. Torn between pressures from his field commanders and bullying from Hitler, he offered a black hole where clear-sighted and determined military leadership was essential. Long before the crisis which would ultimately bring his removal from office, Brauchitsch was a broken reed. The contempt with which Hitler treated him was not without justification.
Halder, partly through his own post-war apologetics and his flirtations (though they came to nothing) with groups opposed to Hitler, has been more generously viewed by posterity. As Chief of the General Staff, responsibility for the planning of army operations was his. The chequered relations with the High Command of the Wehrmacht, in large measure Hitler’s own mouthpiece, of course gravely weakened Halder’s position. But the Chief of the General Staff failed to highlight difficulties in the original ‘Barbarossa’ plan. The northward swing of Army Group Centre forces was not fully worked out. The problems that motorized forces would face in the terrain between Leningrad and Moscow were not taken into account. Halder was lukewarm from the outset about the concentration on the Baltic and would have preferred the frontal assault on Moscow. But instead of being settled beforehand, the dispute was left to fester once the campaign was under way.
Moreover, the all-out attack on Moscow that Halder – and Commander of Army Group Centre von Bock – were urging, would itself have been a highly risky venture. It would then almost certainly have been impossible to eliminate the large Soviet forces on the flanks (as happened in the ‘Battle of Kiev’). And the Russians were expecting the attack on the capital. Had the Wehrmacht reached the city, in the absence of a Luftwaffe capable of razing Moscow to the ground (as Hitler wanted), the result would probably have been a preview of what was eventually to happen at Stalingrad.
That the eastern campaign was blown off course already by late summer of 1941 cannot solely, or even mainly, be put down to Hitler’s meddling in matters which should have been left to the military professionals. The implication, encountered in some post-war memoirs, that, left to their own devices, the military would have won the war in the east for Germany was both a self-defensive and an arrogant claim. The escalating problems of ‘Barbarossa’ were ultimately a consequence of the calamitous miscalculation that the Soviet Union would collapse like a pack of cards in the wake of a Blitzkrieg resting on some highly optimistic assumptions, gross underestimation of the enemy, and extremely limited resources. This was Hitler’s miscalculation. But it was shared by his military planners.
IV
In his lengthy talk with Hitler on 23 September, Goebbels took the opportunity to describe the state of morale within Germany. Hitler, remarked the Propaganda Minister, was well aware of the ‘serious psychological test’ to which the German people had been subjected over the past weeks. Goebbels pressed Hitler, who had not appeared in public since the start of the Russian campaign and had last spoken to the German people on 4 May, following the victorious Balkan campaign, to come to Berlin to address the nation. Hitler agreed that the time was ripe, and asked Goebbels to prepare a mass meeting to open the Winter Aid campaign at the end of the following week. The date of the speech was fixed for 3 October.
Around 1 p.m. that day, Hitler’s train pulled into Berlin. Goebbels was immediately summoned to the Reich Chancellery. He found Hitler looking well and full of optimism. In the privacy of Hitler’s room, he was given an overview of the situation at the front. The advance on Moscow, which had begun the previous day, was proceeding beyond expectations. Big successes were being attained. ‘The Führer is convinced,’ commented Goebbels, ‘that if the weather stays moderately favourable the Soviet army will be essentially smashed within a fortnight.’
Cheering crowds, which the party never had any trouble in mobilizing, lined the streets as Hitler was driven in the afternoon to the Sportpalast. A rapturous reception awaited him in the cavernous hall. Goebbels compared it with the mass meetings in the run-up to power. Hitler justified the attack on the Soviet Union as preventive. He said German precautions had been incomplete on only one thing: ‘We had no idea how gigantic the preparations of this enemy were against Germany and Europe, and how immense the danger was, how by a hair’s breadth we have escaped the annihilation not only of Germany, but of the whole of Europe.’ He claimed, at last coming out with the words that his audience were anxious to hear: ‘I can say today that this enemy is already broken and will not rise up again.’
Almost every sentence towards the end was interrupted by storms of applause. Hitler, despite the lengthy break, had not lost his touch. The audience in the Sportpalast rose as one in an ecstatic ovation at the end. Hitler was thrilled with his reception. But he was in a hurry to get away. He was driven straight back to the station. By 7 p.m., a mere six hours after he had arrived, he was on his way back to his headquarters in East Prussia.
Goebbels had been with Hitler on the way to the station as the latest news came in from the front. The advance was going even better than expected. Halder purred, soon after its start, that Operation Typhoon was ‘making pleasing progress’ and pursuing ‘an absolutely classical course’. The German army had thrown seventy-eight divisions, comprising almost 2 million men, and nearly 2,000 tanks, supported by a large proportion of the Luftwaffe, against Marshal Timoshenko’s forces. Once more, the Wehrmacht seemed invincible. Once more, vast numbers of prisoners – 673,000 of them – fell into German hands, along with immeasurable amounts of booty, this time in the great encirclements of the double battle of Brjansk and Viaz’ma in the first half of October. It was hardly any wonder that the mood in the Führer Headquarters and among the military leadership was buoyant. On the evening of 8 October, Hitler spoke of the decisive turn in the military situation over the previous three days. Werner Koeppen, Rosenberg’s liaison at Führer Headquarters, reported to his boss that ‘the Russian army can essentially be seen as annihilated’.
Hitler had been in an unusually good mood at the meal table on the evening of 4 October, having just returned from a visit to Army High Command’s headquarters to congratulate Brauchitsch on his sixtieth birthday. Not for the first time, he gazed into the future in the ‘German East’. Within the next half-century, he foresaw 5 million farms settled there by former soldiers who would hold down the Continent through military force. He placed no value in colonies, he said, and could quickly come to terms with England on that score. Germany needed only a little colonial territory for coffee and tea plantations. Everything else it could produce on the Continent. Cameroon and a part of French Equatorial Africa or the Belgian Congo would suffice for Germany’s needs. ‘Our Mississippi must be the Volga, not the Niger,’ he concluded.
Next evening, after Himmler had regaled those round the dinner table with his impressions of Kiev, and how 80–90 per cent of the impoverished population there could be ‘dispensed with’, Hitler came round to the subject of German dialects. It started with his dislike of the Saxon accent and spread to a rejection of all German dialects. They made the learning of German for foreigners more difficult. And German now had to be made into the general form of communication in Europe.
Hitler was still in expansive frame of mind when Reich Economics Minister Walther Funk visited him on 13 October. The eastern territories would mean the end of unemployment in Europe, he claimed. He envisaged river links from the Don and the Dnieper between the Black Sea and the Danube, bringing oil and grain to Germany. ‘Europe – and not America – will be the land of unlimited possibilities.’
Four days later, the presence of Fritz Todt prompted Hitler to an even more grandiose vision of new roads stretching through the conquered territories. Motorways would now run not just to the Crimea, but to the Caucasus, as well as more northerly areas. German cities would be established as administrative centres on the river-crossings. Three million prisoners-of-war would be available to supply the labour for the next twenty years. German farmsteads would line the roads. ‘The monotonous Asiatic-like steppe would soon offer a totally different appearance.’ He now spoke of 10 million Germans, as well as settlers from Scandinavia, Holland, Flanders, and even America putting down roots there. The Slav population would ‘have to vegetate further in their own dirt away from the big roads’. Knowing how to read the road-signs would be quite sufficient education. Those eating German bread today, he said, did not get worked up about the regaining of the East Elbian granaries with the sword in the twelfth century. ‘Here in the east a similar process will repeat itself for a second time as in the conquest of America.’ Hitler wished he were ten to fifteen years younger to experience what was going to happen.
But by this time weather conditions alone meant the chances of Hitler’s vision ever materializing were sharply diminishing. The weather was already bad. By mid-October, military operations had stalled as heavy rains swept over the front. Units were stranded. The vehicles of Army Group Centre were bogged down on impassable roads. Away from the choked roads, nothing could move. ‘The Russians are impeding us far less than the wet and the mud,’ commented Field-Marshal Bock. Everywhere, it was a ‘struggle with the mud’. On top of that, there were serious shortages of fuel and munitions.
There was also, not before time, concern now about winter provisions for the troops. Hitler directly asked Quartermaster-General Wagner, on a visit to Führer Headquarters, about this on 26 October. Wagner promised that Army Groups North and South would have a half of their necessary provisions by the end of the month, though Army Group Centre, the largest of the three, would only have a third. Supplying the south was especially difficult since the Soviets had destroyed part of the railway track along the Sea of Azov. Even so, when Wagner spoke to Goebbels, he gave the Propaganda Minister the impression that ‘everything had been thought of and nothing forgotten’.
In fact, Wagner appears to have become seriously concerned by this vital matter only with the rapid deterioration of the weather in mid-October, while Halder had been aware as early as August that the problem of transport of winter clothing and equipment to the eastern front could only be solved by the defeat of the Red Army before the worst of the weather set in. Brauchitsch was still claiming, when he had lengthy talks with Goebbels on 1 November, that an advance to Stalingrad was possible before the snows arrived and that by the time the troops took up their winter quarters Moscow would be cut off. By now this was wild optimism. Brauchitsch was forced to acknowledge the existing weather problems, the impassable roads, transport difficulties, and the concern about the winter provisioning of the troops. In truth, whatever the unrealism of the Army and Wehrmacht High Commands about what was attainable in their view before the depths of winter, the last two weeks of October had had a highly sobering effect on the front-line commanders and the initial exaggerated hopes of the success of ‘Operation Typhoon’. By the end of the month the offensive of Army Group Centre’s exhausted troops had ground temporarily to a halt.
The impression which Hitler gave, however, in his traditional speech to the party’s old guard, assembled in the Löwenbräukeller in Munich on the late afternoon of 8 November, the anniversary of the 1923 Putsch, was quite different. The speech was intended primarily for domestic consumption. It aimed to boost morale, and to rally round the oldest and most loyal members of Hitler’s retinue after the difficult months of summer and autumn. Hitler described the scale of the Soviet losses. ‘My Party Comrades,’ he declared, ‘no army in the world, including the Russian, recovers from those.’ ‘Never before,’ he went on, ‘has a giant empire been smashed and struck down in a shorter time than Soviet Russia.’ He remarked on enemy claims that the war would last into 1942. ‘It can last as long as it wants,’ he retorted. ‘The last battalion in this field will be a German one.’ Despite the triumphalism, it was the strongest hint yet that the war was far from over.
Next day, Hitler was again on his way back to East Prussia, arriving in the Wolf ’s Lair that evening. In the east, by this time, the snow was falling. Torrential rain had given way to ice and temperatures well below zero Fahrenheit. Even tanks were often unable to cope with ice-covered slopes. For the men, conditions were worsening by the day. There was already an acute shortage of warm clothing to protect them. Severe cases of frostbite were becoming widespread. The combat-strength of the infantry had sunk drastically. Army Group Centre alone had lost by this time approaching 300,000 men, with replacements of little more than half that number available.
It was at this point, on 13 November, that, at a top-level conference of Army Group Centre, in a temperature of -8 degrees Fahrenheit, Guderian’s panzer army, as part of the orders for the renewed offensive, was assigned the objective of cutting off Moscow from its eastward communications by taking Gorki, 250 miles to the east of the Soviet capital. The astonishing lack of realism in the army’s orders derived from the perverse obstinacy with which the General Staff continued to persist in the view that the Red Army was on the point of collapse, and was greatly inferior to the Wehrmacht in fighting-power and leadership. Such views, despite all the evidence to the contrary, still prevailing with Halder (and, indeed, largely shared by the Commander-in-Chief of Army Group Centre, Bock), underlay the memorandum, presented by the General Staff on 7 November, for the second offensive. The hopelessly optimistic goals laid down – the occupation of Maykop (a main source of oil from the Caucasus), Stalingrad, and Gorki were on the wish-list – were the work of Halder and his staff. There was no pressure by Hitler on Halder. In fact, quite the reverse: Halder pressed for acceptance of his operational goals. These corresponded in good measure with goals Hitler had foreseen as attainable only in the following year. Had Hitler been more assertive at this stage in rejecting Halder’s proposals, the disasters of the coming weeks might have been avoided. As it was, Hitler’s uncertainty, hesitancy, and lack of clarity allowed Army High Command the scope for catastrophic errors of judgement.
The opposition which Halder’s plans encountered at the conference on 13 November then resulted in a restriction of the goals to a direct assault on Moscow. This was pushed through in full recognition of the insoluble logistical problems and immense dangers of an advance in near-arctic conditions without any possibility of securing supplies. Even the goal was not clear. The breach of Soviet communications to the east could not possibly be attained. Forward positions in the vicinity of Moscow were utterly exposed. Only the capture of the city itself, bringing – it was presumed – the collapse and capitulation of the Soviet regime and the end of the war, could justify the risk. But with insufficient air-power to bomb the city into submission before the ground-troops arrived, entry into Moscow would have meant street-by-street fighting. With the forces available, and in the prevailing conditions, it is difficult to see how the German army could have proved victorious.
Nevertheless, in mid-November the drive on Moscow recommenced. Hitler was by now distinctly uneasy about the new offensive. On the evening of 25 November he expressed, according to the recollection of his Army Adjutant, Major Gerhard Engel, his ‘great concern about the Russian winter and weather’. ‘We started a month too late,’ he went on, ending, characteristically, by remarking that time was ‘his greatest nightmare’.
A few days earlier, Hitler had been more outwardly optimistic in a three-hour conversation with Goebbels. ‘If the weather stays favourable, he still wants to make the attempt to encircle Moscow and thereby abandon it to hunger and devastation,’ the Propaganda Minister noted. Hitler played down the difficulties; they occurred in every war. ‘World history was not made by weather,’ he added.
On 29 November, with Hitler once again briefly in Berlin, Goebbels had a further chance to speak with him at length. Hitler appeared full of optimism and confidence, brimming with energy, in excellent health. He professed still to be positive, despite the reversal in Rostov, where General Ewald von Kleist’s panzer army had been forced back the previous day after initially taking the city. Hitler now intended to withdraw sufficiently far from the city to allow massive air-raids which would bomb it to oblivion as a ‘bloody example’. The Führer had never favoured, wrote Goebbels, taking any of the Soviet major cities. There were no practical advantages in it, and it simply left the problem of feeding the women and children. There was no doubt, Hitler went on, that the enemy had lost most of their great armaments centres. That, he claimed, had been the aim of the war, and had been largely achieved. He hoped to advance further on Moscow. But he acknowledged that a great encirclement was impossible at present. The weather uncertainty meant any attempt to advance a further 200 kilometres to the east, without secure supplies, would be madness. The front-line troops would be cut off and would have to be withdrawn with a great loss of prestige which, at the current time, could not be afforded. So the offensive had to take place on a smaller scale. Hitler still expected Moscow to fall. When it did, there would be little left of it but ruins. In the following year, there would be an expansion of the offensive to the Caucasus to gain possession of Soviet oil supplies – or at least deny them to the Bolsheviks. The Crimea would be turned into a huge German settlement area for the best ethnic types, to be incorporated into the Reich territory as a Gau – named the ‘Ostrogoth Gau’ as a reminder of the oldest Germanic traditions and the very origins of Germandom. ‘What cannot be achieved now, will be achieved in the coming summer,’ were Hitler’s sentiments, according to Goebbels’s notes.
Hitler’s show of optimism was put on to delude Goebbels – or himself. On the very same day that he spoke with the Propaganda Minister, he was told by Walter Rohland – in charge of tank production and just back from a visit to the front – in the presence of Keitel, Jodl, Brauchitsch, and other military leaders, of the superiority of the Soviet panzer production. Rohland also warned, in the light of his own experience gleaned from a trip to the USA in 1930, of the immense armaments potential which would be ranged against Germany should America enter the war. The war would then be lost for Germany. Fritz Todt, one of Hitler’s most trusted and gifted ministers, who had arranged the meeting about armaments, followed up Rohland’s comments with a statement on German armaments production. Whether in the meeting, or more privately afterwards, Todt added: ‘This war can no longer be won militarily.’ Hitler listened without interruption, then asked: ‘How, then, should I end this war?’ Todt replied that the war could only be concluded politically. Hitler retorted: ‘I can scarcely still see a way of coming politically to an end.’
As Hitler was returning to East Prussia on the evening of 29 November, the news coming in from the front was not good. Over the next days things were to worsen markedly.
Immediately on his return to the Wolf ’s Lair, Hitler fell into ‘a state of extreme agitation’ about the position of Kleist’s panzer army, thrown back from Rostov. Kleist wanted to move back to a secure defensive position at the mouth of the Bakhmut River. Hitler forbade this and demanded the retreat be halted further east. Brauchitsch was summoned to Führer Headquarters and subjected to a torrent of abuse. Browbeaten, the Commander-in-Chief, an ill and severely depressed man, passed on the order to the Commander of Army Group South, Field-Marshal von Rundstedt. The reply came from Rundstedt, evidently not realizing that the order had come from Hitler himself, that he could not obey it, and that either the order must be changed or he be relieved of his post. This reply was passed directly to Hitler. In the early hours of the following morning, Rundstedt, one of Hitler’s most outstanding and loyal generals, was sacked – the scapegoat for the setback at Rostov – and the command given to Field-Marshal Walter von Reichenau. Later that day, Reichenau telephoned to say the enemy had broken through the line ordered by Hitler and requested permission to retreat to the line Rundstedt had demanded. Hitler concurred.
On 2 December, Hitler flew south to view Kleist’s position for himself. He was put fully in the picture about the reports, which he had not seen, from the Army Group prior to the attack on Rostov. The outcome had been accurately forecast. He exonerated the Army Group and the panzer army from blame. But he did not reinstate Rundstedt. That would have amounted to a public acceptance of his own error.
By that same date, 2 December, German troops, despite the atrocious weather, had advanced almost to Moscow. Reconnaissance troops reached a point only some twelve miles from the city centre. But the offensive had become hopeless. In intense cold – the temperature outside Moscow on 4 December had dropped to – 32 degrees Fahrenheit – and without adequate support, Guderian decided on the evening of 5 December to pull back his troops to more secure defensive positions. Hoepner’s 4th Panzer Army and Reinhardt’s 3rd, some twenty miles north of the Kremlin, were forced to do the same. On 5 December, the same day that the German offensive irredeemably broke down, the Soviet counter-attack began. By the following day, 100 divisions along a 200-mile stretch of the front fell upon the exhausted soldiers of Army Group Centre.
V
Amid the deepening gloom in the Führer Headquarters over events in the east, the best news Hitler could have wished for arrived. Reports came in during the evening of Sunday, 7 December that the Japanese had attacked the American fleet anchored at Pearl Harbor in Hawaii. Early accounts indicated that two battleships and an aircraft carrier had been sunk, and four others and four cruisers severely damaged. The following morning President Roosevelt received the backing of the US Congress to declare war on Japan. Winston Churchill, overjoyed now to have the Americans ‘in the same boat’ (as Roosevelt had put it to him), had no difficulty in obtaining authorization from the War Cabinet for an immediate British declaration of war.
Hitler thought he had good reason to be delighted. ‘We can’t lose the war at all,’ he exclaimed. ‘We now have an ally which has never been conquered in 3,000 years.’ This rash assumption was predicated on the view which Hitler had long held: that Japan’s intervention would both tie the United States down in the Pacific theatre, and seriously weaken Britain through an assault on its possessions in the Far East.
Relations between Japan and the USA had been sharply deteriorating throughout the autumn. Though kept in the dark about details, the German Ambassador in Tokyo, General Eugen Ott, informed Berlin early in November of his impressions that war between Japan and the USA and Britain was likely. He had also learned that the Japanese administration was about to ask for an assurance that Germany would go to Japan’s aid in the event of her becoming engaged in war with the USA.
The Japanese leadership had, in fact, taken the decision on 12 November that, should war with the USA become inevitable, an attempt would be made to reach agreement with Germany on participation in the war against America, and on a commitment to avoid a separate peace. On 21 November Ribbentrop had laid down the Reich’s policy to Ott: Berlin regarded it as self-evident that if either country, Germany or Japan, found itself at war with the USA, the other country would not sign a separate peace. Two days later, General Okamoto, the head of the section of the Japanese General Staff dealing with foreign armies, went a stage further. He asked Ambassador Ott whether Germany would regard itself as at war with the USA if Japan were to open hostilities. There is no record of Ribbentrop’s replying to Ott’s telegram, which arrived on 24 November. But when he met Ambassador Oshima in Berlin on the evening of 28 November, Ribbentrop assured him that Germany would come to Japan’s aid if she were to be at war with the USA. And there was no possibility of a separate peace between Germany and the USA under any circumstances. The Führer was determined on this point. Already two days before Ribbentrop met Oshima, Japanese air and naval forces had set out for Hawaii. And on 1 December, the order had been given to attack on the 7th.
Ribbentrop’s assurances were fully in line with Hitler’s remarks during Matsuoka’s visit to Berlin in the spring, that Germany would immediately draw the consequences should Japan get into conflict with the USA. But at this point, before entering any formal agreement with the Japanese, Ribbentrop evidently deemed it necessary to consult Hitler. He told Oshima this on the evening of 1 December. The next day, Hitler flew, as we saw, to visit Army Group South following the setback at Rostov. Bad weather forced him to stay overnight in Poltava on the way back, where he was apparently cut off from communications. He was able to return to his headquarters only on 4 December. Ribbentrop reached him there and gained approval for what amounted to a new tripartite pact – which the German Foreign Minister rapidly agreed with Ciano – stipulating that should war break out between any one of the partners and the USA, the other two states would immediately regard themselves as also at war with America. Already before Pearl Harbor, therefore, Germany had effectively committed itself to war with the USA should Japan – as now seemed inevitable – become involved in hostilities.
The agreement was still unsigned when the Japanese attacked Pearl Harbor. This unprovoked Japanese aggression gave Hitler what he wanted without having already committed himself formally to any action from the German side. However, he was keen to have a revised agreement – completed on 11 December, and now stipulating only an obligation not to conclude an armistice or peace treaty with the USA without mutual consent – for propaganda reasons: to include in his big speech to the Reichstag that afternoon.
As soon as he had heard the news of the Japanese attack, Hitler had telephoned Goebbels, expressing his delight, and ordering the summoning of the Reichstag for Wednesday, 10 December, ‘to make the German stance clear’. Goebbels commented: ‘We will, on the basis of the Tripartite Pact, probably not avoid a declaration of war on the United States. But that’s now not so bad. We’re now to a certain extent protected on the flanks. The United States will no longer be so rashly able to provide England with aircraft, weapons, and transport-space, since it can be presumed that they will need all that for their own war with Japan.’
From a propaganda point of view, the Japanese attack at Pearl Harbor was most timely for Hitler. Given the crisis on the eastern front, he had little favourable to include in a progress report to the German people. But now the Japanese attack gave him a positive angle. On 8 December, Ribbentrop told Ambassador Oshima that the Führer was contemplating the best way, from the psychological point of view, of declaring war on the United States. Since he wanted time to prepare carefully such an important speech, Hitler had the assembling of the Reichstag postponed by a day, to 11 December. At least, Goebbels remarked, the time of the speech, three o’clock in the afternoon, though scarcely good for the German public, would allow the Japanese and Americans to hear it.
That Germany would declare war on the USA was a matter of course. No agreement with the Japanese compelled it. But Hitler did not hesitate. A formal declaration might have to wait until the Reichstag could be summoned. But at the earliest opportunity, on the night of 8–9 December, he had already given the order to U-boats to sink American ships. A formal declaration of war was necessary to ensure as far as possible – in accordance with the agreement of 11 December – that Japan would remain in the war. And it was also important, from Hitler’s point of view, to retain the initiative, and not let this pass to the United States. Certain, as he had been for many months, that Roosevelt was just looking for the chance to intervene in the European conflict, Hitler thought that his declaration was merely anticipating the inevitable and, in any case, formalizing what was in effect already the situation. Not least, for the German public, it was important to demonstrate that he still controlled events. To await a certain declaration of war from America would, from Hitler’s standpoint, have been a sign of weakness. Prestige and propaganda, as always, were never far from the centre of Hitler’s considerations. ‘A great power doesn’t let itself have war declared on it, it declares war itself,’ Ribbentrop – doubtless echoing Hitler’s sentiments – told Weizsäcker.
Hitler’s speech on the afternoon of Thursday, 11 December, was not one of his best. The first half consisted of no more than the lengthy, triumphalist report on the progress of the war which Hitler had intended to provide long before the events of Pearl Harbor. The rest of the speech was largely taken up with a long-drawn-out, sustained attack on Roosevelt. Hitler built up the image of a President, backed by the ‘entire satanic insidiousness’ of the Jews, set on war and the destruction of Germany. Eventually he came to the climax of his speech: the provocations – up to now unanswered – had finally forced Germany and Italy to act. He read out a version of the statement he had had given to the American Chargé d’Affaires that afternoon, with a formal declaration of war on the USA. He then announced the new agreement, signed that very day, committing Germany, Italy, and Japan to rejecting a unilateral armistice or peace with Britain or the USA.
In Goebbels’s view, Hitler’s speech had had a ‘fantastic’ effect on the German people, to whom the declaration of war had come neither as a surprise, nor a shock. In reality, the speech had been able to do little to raise morale, which, given the certain extension of the war into the indefinite future, and now the opening of aggression against a further powerful adversary, had sunk to its lowest point since the conflict began.
Hitler agreed with Goebbels’s wishes to prepare the people for unavoidable setbacks through propaganda more attuned to the realism of the harshness of war and the sacrifices it demanded. Hitler and Goebbels evidently discussed the catastrophic lack of winter clothing for the troops, and the effect this was having on morale. Goebbels was well aware from the bitter criticism in countless soldiers’ letters to their loved ones of how bad the impact of the supplies crisis was on morale, both at the front and at home. But Hitler’s eyes were already set on the big spring offensive in 1942. And, as always when faced with setbacks, he pointed to the ‘struggle for power’, and how difficulties had at that time been overcome.
The need to boost morale, in the first instance among those he held responsible for upholding it on the home front, undoubtedly lay behind Hitler’s address to his Gauleiter on the afternoon of 12 December.
He began with the consequences of Pearl Harbor. If Japan had not entered the war, he would have at some point had to declare war on the USA. ‘Now the East-Asia conflict falls to us like a present in the lap,’ Goebbels reported him saying. The psychological significance should not be underrated. Without the conflict between Japan and the USA, a declaration of war on the Americans would have been difficult to accept by the German people. As it was, it was taken as a matter of course. The extension to the conflict also had positive consequences for the U-boat war in the Atlantic. Freed of restraint, he expected the tonnage sunk now to increase greatly – and this would probably be decisive in winning the war.
He turned to the war in the east. Both tone and content were much as they had been with Goebbels in private. He acknowledged that the troops had had for the time being to be pulled back to a defensible line, but, given the supplies problems, saw this as far better than standing some 300 kilometres further east. The troops were now being saved for the coming spring and summer offensive. A new panzer army in preparation within Germany would be ready by then.
It was his firm intention, he declared, in the following year to finish off Soviet Russia at least as far as the Urals. ‘Then it would perhaps be possible to reach a point of stabilization in Europe through a sort of half-peace’, by which he appeared to mean that Europe would exist as a self-sufficient, heavily armed fortress, leaving the remaining belligerent powers to fight it out in other theatres of war.
He outlined his vision of the future. It was essential after the war was over to undertake a huge social programme embracing workers and farmers. The German people had deserved this. And it would provide – always the political reasoning behind the aim of material improvement – the ‘most secure basis of our state system’. The enormous housing programme he had in mind would, he stated openly, be made possible through cheap labour – through depressing wages. The work would be done by the forced labour of the defeated peoples. He pointed out that the prisoners-of-war were now being fully employed in the war economy. This was as it should be, he stated, and had been the case in antiquity, giving rise in the first place to slave labour. German war-debts would doubtless be 200–300 billion Marks. These had to be covered through the work ‘in the main of the people who had lost the war’. The cheap labour would allow houses to be built and sold at a substantial profit which would go towards paying off the war-debts within ten to fifteen years.
Hitler put forward once more his vision of the East as Germany’s ‘future India’, which would become within three or four generations ‘absolutely German’. There would, he made clear, be no place in this utopia for the Christian Churches. For the time being, he ordered slow progression in the ‘Church Question’. ‘But it is clear,’ noted Goebbels, himself among the most aggressive anti-Church radicals, ‘that after the war it has to be generally solved … There is, namely, an insoluble opposition between the Christian and a Germanic-heroic world-view.’
Pressing engagements in Berlin prevented Hitler from returning that evening, as he had intended, to the Wolf’s Lair. When he eventually reached his headquarters again, in the morning of 16 December, it was back to a reality starkly different from the rosy picture he had painted to his Gauleiter. A potentially catastrophic military crisis was unfolding.
VI
Already before Hitler had left for Berlin, Field-Marshal von Bock had outlined the weakness of his Army Group against a concentrated attack, and stated the danger of serious defeat if no reserves were sent. Then, while Hitler was in the Reich capital, as the Soviet counter-offensive penetrated German lines, driving a dangerous wedge between the 2nd and 4th Armies, Guderian reported the desperate position of his troops and a serious ‘crisis in confidence’ of the field commands. After Schmundt had been sent to Army Group Centre on 14 December to discuss the situation at first hand, Hitler responded immediately, neither awaiting the report from Brauchitsch, who had accompanied Schmundt, nor involving Halder. Colonel-General Friedrich Fromm, Commander of the Reserve Army, was summoned and asked for a report on the divisions that could be sent straight away to the eastern front. Göring and the head of the Wehrmacht transport, Lieutenant-General Rudolf Gercke, were told to arrange the transport. Four and a half divisions of reserves, assembled throughout Germany at breakneck speed, were rushed to the haemorrhaging front. Another nine divisions were drummed up from the western front and the Balkans. On 15 December Jodl passed on to Halder Hitler’s order that there must be no retreat where the front could possibly be held. But where the position was untenable, and once preparations for an orderly withdrawal had been made, retreat to a more defensible line was permitted. This matched the recommendations of Bock and of the man who would soon replace him as Commander of Army Group Centre, at this time still commanding the 4th Army, Field-Marshal Günther von Kluge. That evening, Brauchitsch, deeply depressed, told Halder that he saw no way out for the army from its current position. Hitler had by this time long since ceased listening to his broken Army Commander-in-Chief and was dealing directly with his Army Group Commanders.
Bock had, in fact, already recommended to Brauchitsch on 13 December that Hitler should make a decision on whether the Army Group Centre should stand fast and fight its ground, or retreat. In either eventuality, Bock had openly stated, there was the danger that the Army Group would collapse ‘in ruins’. Bock advanced no firm recommendation. But he indicated the disadvantages of retreat: the discipline of the troops might give way, and the order to stand-fast at the new line be disobeyed. The implication was plain. The retreat might turn into a rout. Bock’s evaluation of the situation, remarkably, had not been passed on to Hitler at the time. He only received it on 16 December, when Bock told Schmundt what he had reported to Brauchitsch three days earlier.
That night, Guderian, who two days earlier had struggled through a blizzard for twenty-two hours to meet Brauchitsch at Roslavl and put his case for a withdrawal, was telephoned on a crackly line by Hitler: there was to be no withdrawal; the line was to be held; replacements would be sent. Army Group North was told the same day, 16 December, that it had to defend the front to the last man. Army Group South had also to hold the front and would be sent reserves from the Crimea after the imminent fall of Sevastopol. Army Group Centre was informed that extensive withdrawals could not be countenanced because of the wholesale loss of heavy weapons which would ensue. ‘With personal commitment of the Commander, subordinate commanders, and officers, the troops were to be compelled to fanatical resistance in their positions without respect for the enemy breaking through on the flanks or rear.’
Hitler’s decision that there should be no retreat, conveyed to Brauchitsch and Halder in the night of 16–17 December, was his own. But it seems to have taken Bock’s assessment as the justification for the high-risk tactic of no-retreat. His order stated: ‘There can be no question of a withdrawal. Only in some places has there been deep penetration by the enemy. Setting up rear positions is fantasy. The front is suffering from one thing only: the enemy has more soldiers. It doesn’t have more artillery. It’s much worse than we are.’
On 13 December, Field-Marshal von Bock had submitted to Brauchitsch his request to be relieved of his command, since, so he claimed, he had not overcome the consequences of his earlier illness. Five days later, Hitler had Brauchitsch inform Bock that the request for leave was granted. Kluge took over the command of Army Group Centre. On 19 December it was the turn – long overdue – of the Commander-in-Chief of the Army, Field-Marshal Walther von Brauchitsch, to depart.
Brauchitsch’s sacking had been on the cards for some time. Hitler’s military adjutants had been speculating over his replacement since mid-November. His health had for weeks been very poor. He had suffered a serious heart attack in mid-November. At the beginning of December, his health, Halder noted, was ‘again giving cause for concern’ under the pressure of constant worrying. Hitler spoke of him even in November as ‘a totally sick man, at the end of his tether’. Squeezed in the conflict between Hitler and Halder, Brauchitsch’s position was indeed unenviable. But his own feebleness had contributed markedly to his misery. Constantly trying to balance demands from his Army Group Commanders and from Halder with the need to please Hitler, his weakness and compliance had left him ever more exposed in the gathering crisis to a Leader who from the start lacked confidence in his army leadership and was determined to intervene in tactical dispositions. It was recognized by those who saw the way Hitler treated him that Brauchitsch was no longer up to the job. Brauchitsch, for his part, was anxious to resign, and tried to do so immediately following the start of the Soviet counter-offensive in the first week of December. He thought of Kluge or Manstein as possible successors.
Hitler disingenuously told Schmundt at the time (and commented along similar lines to his Luftwaffe adjutant, Nicolaus von Below, two days later) that he was clueless about a replacement. Schmundt had for some time favoured Hitler himself taking over as head of the army, to restore confidence, and now put this to him. Hitler said he would think about it. According to Below, it was in the night of 16–17 December that Hitler finally decided to take on the supreme command of the army himself. The names of Manstein and Kesselring were thrown momentarily into the ring. But Hitler did not like Manstein, brilliant commander though he was. And Field-Marshal Albert Kesselring, known as a tough and capable organizer, and an eternal optimist, was earmarked for command of the Luftwaffe in the Mediterranean (and, perhaps, was thought to be too much in Göring’s pocket). In any case, Hitler had convinced himself by this time that being in charge of the army was no more than a ‘little matter of operational command’ that ‘anyone can do’. Halder, who, it might have been imagined, would have had most to lose by the change-over, in fact appears to have welcomed it. He seems briefly to have deluded himself that through this move, taking him directly into Hitler’s presence in decision-making, he might expand his own influence to matters concerning the entire Wehrmacht. Keitel put an early stop to any such pretensions, ensuring that, as before, Halder’s responsibilities were confined to strictly army concerns.
Hitler’s takeover of the supreme command of the army was formally announced on 19 December. In one sense, since Brauchitsch had been increasingly bypassed during the deepening crisis, the change was less fundamental than it appeared. But it meant, nevertheless, that Hitler was now taking over direct responsibility for tactics, as well as grand strategy. He was absurdly overloading himself still further. And his takeover of direct command of the army would deprive him, in the eyes of the German public, of scapegoats for future military disasters.
Immediately on the heels of the announcement of Brauchitsch’s resignation came an even plainer sign of crisis in the east. On 20 December, Hitler published an appeal to the German people to send warm winter clothing for the troops in the east. Goebbels listed all the items of clothes to be handed in during a lengthy radio broadcast that evening. The population responded with shock and anger – astonished and bitter that the leadership had not made proper provision for basic necessities for their loved ones fighting at the front and exposed to a merciless, polar winter.
Also on the day after Brauchitsch’s dismissal, Hitler sent a strongly worded directive to Army Group Centre, reaffirming the order issued four days earlier to hold position and fight to the last man. ‘The fanatical will to defend the ground on which the troops are standing,’ ran the directive, ‘must be injected into the troops with every possible means, even the toughest … Talk of Napoleon’s retreat is threatening to become reality. Thus, there must only be a withdrawal where there is a prepared position further in the rear.’ Where a systematic withdrawal was to take place, Hitler ordered the most brutal scorched-earth policy. ‘Every piece of territory which is forced to be left to the enemy must be made unusable for him as far as possible. Every place of habitation must be burnt down and destroyed without consideration for the population, to deprive the enemy of all possibility of shelter.’
One commander more unwilling than most to accept Hitler’s ‘Halt Order’ lying down was the panzer hero Guderian. Through Schmundt, Guderian had a direct line to Hitler. He made use of it to arrange a special meeting at Führer Headquarters where he could put his case for withdrawal openly to Hitler. Guderian had his own way of dealing with military orders which he found unacceptable. With Bock’s connivance, he had tacitly ignored or bypassed early orders, usually by acting first and notifying later. But with Bock’s replacement by Kluge, that changed. Guderian and Kluge did not get on. Hitler was well informed of Guderian’s ‘unorthodoxy’. It is perhaps surprising, then, that he was still prepared to grant the tank commander an audience, lasting five hours, on 20 December, and allow him to put his case at length.
All Hitler’s military entourage were present. Guderian informed him of the state of the 2nd Panzer Army and 2nd Army, and his intention of retreating. Hitler expressly forbade this. But Guderian was not telling the whole story. The retreat, for which he had presumed to receive authorization from Brauchitsch six days earlier, was already under way. Hitler was unremitting. He said that the troops should dig in where they stood and hold every square yard of land. Guderian pointed out that the earth was frozen to a depth of five feet. Hitler rejoined that they would then have to blast craters with howitzers, as had been done in Flanders during the First World War. Guderian quietly pointed out that ground conditions in Flanders and Russia in midwinter were scarcely comparable. Hitler insisted on his order. Guderian objected that the loss of life would be enormous; Hitler pointed to the ‘sacrifice’ of Frederick the Great’s men. ‘Do you think Frederick the Great’s grenadiers were anxious to die?’ Hitler retorted. ‘They wanted to live, too, but the King was right in asking them to sacrifice themselves. I believe that I, too, am entitled to ask any German soldier to lay down his life.’ He thought Guderian was too close to the suffering of his troops, and had too much pity for them. ‘You should stand back more,’ he suggested. ‘Believe me, things appear clearer when examined at longer range.’
Guderian returned to the front empty-handed. Within days, Kluge had requested the tank commander’s removal, and on 26 December, Guderian was informed of his dismissal. He was far from the last of the top-line generals to fall from grace during the winter crisis. Within the following three weeks Generals Helmuth Förster, Hans Graf von Sponeck, Erich Hoepner, and Adolf Strauß were sacked, Field-Marshal von Leeb was relieved of his command of Army Group North, and Field-Marshal von Reichenau died of a stroke. Sponeck was sentenced to death – subsequently commuted – for withdrawing his troops from the Kerch peninsula on the Crimean front. Hoepner, also for retreating, was summarily expelled from the army with loss of all his pension rights. By the time that the crisis was overcome, in spring, numerous subordinate commanders had also been replaced.
It was mid-January before Hitler was prepared to concede the tactical withdrawal for which Kluge had been pleading. By the end of the month, the worst was over. The eastern front, at enormous cost, had been stabilized. Hitler claimed full credit for this. It was, in his eyes, once more a ‘triumph of the will’. Looking back, a few months later, he blamed the winter crisis on an almost complete failure of leadership in the army. One general had come to him, he said, wanting to retreat. It was plain to him, he went on, that a retreat would have meant ‘the fate of Napoleon’. He had ruled out any retreat at all. ‘And I pulled it off ! That we overcame this winter and are today in the position again to proceed victoriously … is solely attributable to the bravery of the soldiers at the front and my firm will to hold out, cost what it may.’
Salvation through the Führer’s genius was, of course, the line adopted (and believed) by Goebbels and other Nazi leaders. Their public statements combined pure faith and impure propaganda. But despite Halder’s outright condemnation – after the war – of Hitler’s ‘Halt Order’, not all military experts were so ready to interpret it as a catastrophic mistake. Kluge’s Chief of Staff, General Guenther Blumentritt, for instance, was prepared to acknowledge that the determination to stand fast was both correct and decisive in avoiding a much bigger disaster than actually occurred.
Hitler’s early recognition of the dangers of a full-scale collapse of the front, and the utterly ruthless determination with which he resisted demands to retreat, probably did play a part in avoiding a calamity of Napoleonic proportions. But, had he been less inflexible, and paid greater heed to some of the advice coming from his field commanders, the likelihood is that the same end could have been achieved with far smaller loss of life. Moreover, stabilization was finally achieved only after he had relaxed the ‘Halt Order’ and agreed to a tactical withdrawal to form a new front line.
The strains of the winter crisis had left their mark on Hitler. He was now showing unmistakable signs of physical wear and tear. Goebbels was shocked when he saw him in March. Hitler looked grey, and much aged. He admitted to his Propaganda Minister that he had for some time felt ill and often faint. The winter, he acknowledged, had also affected him psychologically. But he appeared to have withstood the worst. His confidence was, certainly to all outward appearances, undiminished. Hints, given in the autumn, of doubts at the outcome of the war, were no longer heard. Against what had seemed in the depths of the winter crisis almost insuperable odds, Germany was ready by spring to launch another offensive in the east.
The war still had a long way to go. Certainly, the balance of forces at this juncture was by no means one-sided. And the course of events would undergo many vagaries before defeat for Germany appeared inexorable. But the winter of 1941–2 can nevertheless, in retrospect, be seen to be not merely a turning-point, but the beginning of the end. Though it would not become fully plain for some months, Hitler’s gamble, on which he had staked nothing less than the future of the nation, had disastrously failed.